Unclaimed
Oliver Hopkins is a financial advisor with Nylife Securities LLC. Oliver has been in the securities industry since 2019 and holds the Series 7TO, Series 63, and SIE licenses. Oliver is registered to offer investment advice in 51 states. Oliver previously worked at Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/23/2022 - Present
Nylife Securities LLC (PHOENIX AZ)
MA
11/13/2019 - 09/10/2020
EQUITABLE ADVISORS, LLC (WELLESLEY MA)
BC
Issued 06/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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