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Oliver Hopkins

Nylife Securities LLC

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About Oliver Hopkins

Oliver Hopkins is a financial advisor with Nylife Securities LLC. Oliver has been in the securities industry since 2019 and holds the Series 7TO, Series 63, and SIE licenses. Oliver is registered to offer investment advice in 51 states. Oliver previously worked at Equitable Advisors, LLC.

Firm Information

Oliver Hopkins is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oliver Hopkins’s Registration & Firm History

AZ

08/23/2022 - Present

Nylife Securities LLC (PHOENIX AZ)

MA

11/13/2019 - 09/10/2020

EQUITABLE ADVISORS, LLC (WELLESLEY MA)

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Licenses & Designations

BC

Issued 06/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Oliver Hopkins.
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