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Oliver G. Arnold

Pruco Securities, LLC

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About Oliver G. Arnold

Oliver Arnold is a financial professional with over 14 years of experience in the industry. Oliver is currently registered with Pruco Securities, LLC and has a Series 6, 7, 63 and 65 licenses. Oliver is also licensed to conduct business in Arizona, Georgia, Illinois, Maryland, New Jersey, Virginia and West Virginia. Oliver's previous experience includes working with MML Investors Services, LLC and MSI Financial Services, Inc. Oliver's client base consists of high net worth individuals, trusts and estates and corporations. Oliver is committed to providing comprehensive financial planning and investment management services to help individuals and businesses achieve their financial goals.

Firm Information

Oliver Arnold is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Oliver Arnold’s Registration & Firm History

MD

02/08/2018 - Present

Pruco Securities, LLC (North Bethesda MD)

MD

03/25/2017 - 02/08/2018

MML INVESTORS SERVICES, LLC (ELKRIDGE MD)

MD

06/03/2009 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (Baltimore MD)

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Licenses & Designations

IA

Issued 03/17/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2011

Series 7 - General Securities Representative Examination

BC

Issued 06/02/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Oliver G. Arnold. Review regulatory record here.
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