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Oliver Erwin Smith

Canaccord Genuity LLC

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About Oliver Erwin Smith

Oliver Erwin Smith is a financial advisor with Canaccord Genuity LLC. Oliver is registered with the state of New York. Oliver holds the Series 63, Series 79TO and SIE licenses. Oliver has been in the industry since 2021.

Firm Information

Oliver Smith is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oliver Smith’s Registration & Firm History

NY

03/29/2021 - Present

Canaccord Genuity LLC (New York NY)

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Licenses & Designations

BC

Issued 04/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Oliver Erwin Smith.
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