Unclaimed
Oliver Erwin Smith is a financial advisor with Canaccord Genuity LLC. Oliver is registered with the state of New York. Oliver holds the Series 63, Series 79TO and SIE licenses. Oliver has been in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/29/2021 - Present
Canaccord Genuity LLC (New York NY)
BC
Issued 04/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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