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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Dow is a financial advisor with UBS Financial Services Inc. Oliver has been in the financial services industry since October 16, 2018. Prior to joining UBS, Oliver was a financial advisor at CITI PRIVATE ADVISORY, LLC and CITIGROUP GLOBAL MARKETS INC. Oliver holds the Series 31, Series 7, and Series 66 licenses. Oliver is registered to provide investment advice in Colorado, Florida, Nevada, New York, South Dakota, and Texas. Oliver specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Oliver also has experience in real estate investing as President of K Lights Investment Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/08/2021 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
10/17/2018 - 06/15/2021
CITI PRIVATE ADVISORY, LLC (Miami FL)
FL
10/17/2018 - 06/15/2021
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
BOTH
Issued 12/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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