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Oliver Claude Ware

Kingswood Capital Partners, LLC

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About Oliver Claude Ware

Oliver Claude Ware is a financial professional with over 30 years of experience in the industry. Oliver is currently registered with Kingswood Capital Partners, LLC. Previously, Oliver was registered with firms like Viewtrade Securities, Inc. and Raymond James & Associates, Inc. Oliver holds Series 7 and Series 63 licenses and is registered in Arizona, Connecticut and Florida.

Firm Information

Oliver Ware is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oliver Ware’s Registration & Firm History

FL

02/07/2023 - Present

Kingswood Capital Partners, LLC (Boca Raton FL)

FL

10/18/2005 - 01/09/2023

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

FL

07/28/2003 - 12/21/2005

VIEWTRADE FINANCIAL (BOCA RATON FL)

FL

01/01/2002 - 06/05/2003

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

FL

11/19/1999 - 01/01/2002

VFINANCE INVESTMENTS (BOCA RATON FL)

FL

06/11/1998 - 10/14/1999

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

CA

05/14/1998 - 08/14/1998

TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)

CT

08/07/1997 - 04/09/1998

MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)

IL

01/28/1997 - 07/01/1997

MESIROW FINANCIAL, INC. (CHICAGO IL)

NY

08/17/1995 - 01/23/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/27/1991 - 04/05/1993

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

TX

01/14/1991 - 08/05/1991

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

FL

08/03/1990 - 02/01/1991

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NA

01/02/1990 - 08/10/1990

PRESCOTT, BALL & TURBEN, INC.

NA

05/23/1989 - 01/02/1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

NA

01/26/1988 - 05/30/1989

PAINEWEBBER INCORPORATED

NA

08/01/1986 - 01/27/1988

DREXEL BURNHAM LAMBERT INCORPORATED

NA

11/19/1985 - 06/26/1986

A. G. EDWARDS & SONS, INC.

NA

02/24/1984 - 11/18/1985

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Oliver Claude Ware. Review regulatory record here.
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