Unclaimed
Oliver Chang is a financial professional with over 9 years of experience in the industry. Oliver is currently registered with Scotia Capital (usa) Inc. in New York, NY. Oliver holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2017 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
CT
11/21/2013 - 04/17/2017
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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