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Oliver Baker Brooks

Osaic Wealth, Inc.

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About Oliver Baker Brooks

Oliver Brooks is a financial advisor with over 50 years of experience in the industry. Oliver has been with Osaic Wealth, Inc. since November 2018. Previously, Oliver worked at SIGNATOR INVESTORS, INC. in Jacksonville, Florida from November 1968 to November 2018 and at JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY in Boston, Massachusetts from August 1971 to May 1997. Oliver holds Series 1, Series 7TO and SIE licenses and is registered with FINRA and in the state of Florida. Oliver specializes in financial planning, pension consulting, and portfolio management for both businesses and individuals.

Firm Information

Oliver Brooks is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Oliver Brooks’s Registration & Firm History

FL

11/02/2018 - Present

Osaic Wealth, Inc. (JACKSONVILLE FL)

FL

11/21/1968 - 11/02/2018

SIGNATOR INVESTORS, INC. (JACKSONVILLE FL)

MA

08/09/1971 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Oliver Baker Brooks.
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