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Olga Enid Ramos

Avenue Securities LLC

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About Olga Enid Ramos

Olga Enid Ramos is a financial advisor currently working at Avenue Securities LLC. Olga has over 20 years of experience in the financial industry and has held various positions at several well-known firms, including J.P. Morgan Securities LLC, HSBC Securities (USA) Inc., and Merrill Lynch. Olga is a licensed Series 7, 10, 24, 63 and 65 representative.

Firm Information

Olga Ramos is currently registered with Avenue Securities LLC. Avenue Securities LLC is a Limited Liability Company that was formed on December 5, 2017. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Olga Ramos’s Registration & Firm History

FL

04/13/2021 - Present

Avenue Securities LLC (MIAMI FL)

NY

10/23/2014 - 11/26/2019

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

FL

01/15/2009 - 09/09/2014

HSBC SECURITIES (USA) INC. (MIAMI FL)

FL

06/26/2008 - 08/12/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

FL

06/16/2004 - 05/29/2008

UBS INTERNATIONAL INC. (MIAMI FL)

NJ

07/29/2003 - 06/16/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

PR

07/29/2003 - 06/16/2004

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)

TX

08/25/1997 - 07/11/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 03/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/27/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/19/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Olga Enid Ramos. Review regulatory record here.
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