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Olga Deperio Floresca

Neuberger Berman BD LLC

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About Olga Deperio Floresca

Olga Floresca is a financial advisor with Neuberger Berman BD LLC. Olga has been working in the financial services industry for 10 years and is registered in 26 states. Olga is licensed to provide investment advice in California, New York and 24 other states. Prior to joining Neuberger Berman, Olga worked at M HOLDINGS SECURITIES, INC. and MORGAN STANLEY.

Firm Information

Olga Floresca is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Olga Floresca’s Registration & Firm History

CA

01/13/2022 - Present

Neuberger Berman BD LLC (LOS ANGELES CA)

CA

03/13/2014 - 05/25/2021

NEUBERGER BERMAN BD LLC (LOS ANGELES CA)

CA

07/17/2013 - 03/10/2014

M HOLDINGS SECURITIES, INC. (EL SEGUNDO CA)

CA

11/20/2012 - 04/11/2013

MORGAN STANLEY (SAN JOSE CA)

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Licenses & Designations

IA

Issued 09/02/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Olga Deperio Floresca.
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