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Oleg E Shapiro

Chelsea Financial Services

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About Oleg E Shapiro

Oleg Shapiro is a securities professional with over 20 years of experience in the financial services industry. Oleg currently holds a Series 7, Series 3, and Series 63 license and is registered with Chelsea Financial Services. Oleg has previously been registered with NATIONAL SECURITIES CORPORATION, PRIME CAPITAL SERVICES, INC., WM FINANCIAL SERVICES, INC., DIME SECURITIES, INC., INVEST FINANCIAL CORPORATION, AIBC INVESTMENT SERVICES CORPORATION, and GLOBAL EQUITIES GROUP INC.

Firm Information

Oleg Shapiro is currently registered with Chelsea Financial Services. Chelsea Financial Services is a corporation formed on May 5, 1999. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oleg Shapiro’s Registration & Firm History

NY

07/19/2018 - Present

Chelsea Financial Services (Brooklyn NY)

NY

11/22/2013 - 07/27/2018

NATIONAL SECURITIES CORPORATION (BROOKLYN NY)

NY

03/09/2004 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (BROOKLYN NY)

CA

05/01/2002 - 02/24/2004

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

05/14/1999 - 05/01/2002

DIME SECURITIES, INC. (BROOKLYN NY)

WI

01/20/1999 - 06/01/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

01/26/1998 - 03/10/1998

AIBC INVESTMENT SERVICES CORPORATION

NY

09/25/1997 - 01/06/1998

GLOBAL EQUITIES GROUP INC (NEW YORK NY)

NY

05/09/1997 - 06/04/1997

GLOBAL EQUITIES GROUP INC (NEW YORK NY)

NY

03/17/1995 - 11/22/1995

GLOBAL EQUITIES GROUP INC (NEW YORK NY)

NA

09/14/1992 - 09/07/1993

AMERICAN BOND GROUP, INC.

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Licenses & Designations

BC

Issued 10/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1995

Series 3 - National Commodity Futures Examination

BC

Issued 09/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Oleg E Shapiro. Review regulatory record here.
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