Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ohhyun? Claim Your ProfileOhhyun Kwon is a financial professional with over seven years of experience in the industry. Kwon is currently registered with HSBC Securities (USA) Inc. Kwon's previous experience includes HFP Capital Markets LLC. Kwon has licenses for Series 63, SIE, Series 7, and Series 79 exams. Kwon holds a total of 54 state registrations, including New York and New Jersey. The firm is headquartered in New York, New York and is a registered broker dealer and investment advisor. HSBC Securities (USA) Inc. has over 300 licensed agents, investment advisor representatives and registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/18/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
10/30/2013 - 03/31/2014
HFP CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/07/2013 - 10/21/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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