Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Odon? Claim Your ProfileOdon Noe Lopez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, Texas. Odon has been a registered representative since November 2004 and has worked for several well-known firms, including WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Odon is licensed in 40 states and has specializations in equities, fixed income, mutual funds, variable annuities, and other financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
05/20/2015 - 06/29/2023
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
10/01/2012 - 05/27/2015
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/14/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
11/25/2004 - 12/10/2007
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
BOTH
Issued 02/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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