Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Octavio? Claim Your ProfileOctavio Valenzuela is a financial advisor who has been in the industry since 2002. Octavio is currently registered with Charles Schwab & CO., Inc. and has previously held positions at SAN BLAS SECURITIES LLC, PAULSON INVESTMENT COMPANY LLC, ALPINE SECURITIES CORPORATION, SCOTTSDALE CAPITAL ADVISORS CORP, E*TRADE SECURITIES LLC, BMA SECURITIES, WILSON-DAVIS & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NYLIFE SECURITIES LLC, THE VERTICAL GROUP, WESTMINSTER SECURITIES CORPORATION, CARLIN EQUITIES CORP., LADENBURG, THALMANN & CO., INC., and WM. V. FRANKEL & CO., INCORPORATED. Octavio specializes in providing financial planning and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
11/21/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
GA
09/06/2022 - 10/12/2023
SAN BLAS SECURITIES LLC (ATLANTA GA)
NJ
11/17/2021 - 09/06/2022
PAULSON INVESTMENT COMPANY LLC (Hazlet NJ)
AZ
11/19/2018 - 10/18/2019
ALPINE SECURITIES CORPORATION (Scottsdale AZ)
AZ
12/05/2017 - 11/19/2018
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ)
AZ
03/08/2017 - 12/04/2017
E*TRADE SECURITIES LLC (SCOTTSDALE AZ)
AZ
02/13/2014 - 03/02/2017
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ AZ)
AZ
09/10/2013 - 02/13/2014
BMA SECURITIES (SCOTTSDALE AZ)
UT
01/18/2013 - 08/07/2013
WILSON-DAVIS & CO., INC. (SALT LAKE CITY UT)
AZ
09/16/2011 - 11/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
02/14/2011 - 09/09/2011
NYLIFE SECURITIES LLC (TUCSON AZ)
NJ
01/27/2009 - 02/02/2010
THE VERTICAL GROUP (RED BANK NJ)
NY
04/09/2007 - 01/16/2009
WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)
NJ
04/15/2005 - 04/18/2007
THE VERTICAL GROUP (RED BANK NJ)
NY
11/26/2002 - 05/02/2005
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
02/06/2001 - 01/31/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NJ
10/31/1997 - 02/07/2001
WM. V. FRANKEL & CO., INCORPORATED (JERSEY CITY NJ)
BC
Issued 11/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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