Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Octavio? Claim Your ProfileOctavio Saenz Torres is an investment advisor representative at Edelman Financial Engines. Octavio has been in the financial industry since 1995 and has a wide range of experience in the field. Octavio has worked at several firms, including Charles Schwab & Co., Inc., and Dean Witter Reynolds Inc. Octavio is currently registered with the state of Arizona and Texas as an investment advisor representative. Octavio specializes in providing financial planning services to individuals and businesses. Octavio has received the Series 7, 9, 10, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
AZ
09/14/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
CA
07/22/2004 - 09/24/2009
UNIONBANC INVESTMENT SERVICES, LLC (SPRING VALLEY CA)
NY
03/11/2003 - 07/12/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/14/1999 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/05/1998 - 03/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
09/05/1997 - 03/15/1998
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
TX
01/16/1996 - 01/28/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
06/13/1995 - 01/03/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 07/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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