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Octavio Fonseca

Citizens Securities, Inc.

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About Octavio Fonseca

Octavio Fonseca is a financial advisor with Citizens Securities, Inc. Octavio has over 20 years of experience in the financial services industry. Octavio is registered with the Securities and Exchange Commission and holds licenses for the Series 6, 7, 63 and 65 exams. Octavio specializes in providing financial planning, portfolio management for individuals, selection of other advisors, and participates in a wrap fee program.

Firm Information

Octavio Fonseca is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Octavio Fonseca’s Registration & Firm History

RI

10/06/2022 - Present

Citizens Securities, Inc. (JOHNSTON RI)

MA

08/19/2019 - 06/30/2020

EQUITABLE ADVISORS, LLC (WELLESLEY MA)

CO

06/13/2011 - 02/21/2018

NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)

CA

08/24/2007 - 05/02/2011

PACIFIC CORNERSTONE CAPITAL INCORPORATED (SANTA ANA CA)

CA

08/08/2007 - 08/17/2007

PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)

RI

03/19/1998 - 08/03/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 07/19/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/18/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Octavio Fonseca.
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