Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Octavio? Claim Your ProfileOctavio Saenz Torres is a financial advisor with Edelman Financial Engines. Octavio Saenz Torres has been working in the financial industry since 1995 and is registered with the state of Arizona. Octavio Saenz Torres specializes in financial planning, pension consulting and portfolio management. He has a strong background in working with high net worth individuals, charitable organizations and pension and profit sharing plans. Octavio Saenz Torres has passed a number of industry exams including Series 31, Series 7, Series 10, Series 9 and Series 63. In addition to his work with Edelman Financial Engines, Octavio Saenz Torres has held positions with UnionBanc Investment Services, LLC, CitiCorp Investment Services, Morgan Stanley DW Inc., Dean Witter Reynolds Inc., Emmett A Larkin Company, Inc. and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
AZ
09/14/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
CA
07/22/2004 - 09/24/2009
UNIONBANC INVESTMENT SERVICES, LLC (SPRING VALLEY CA)
NY
03/11/2003 - 07/12/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/14/1999 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/05/1998 - 03/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
09/05/1997 - 03/15/1998
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
TX
01/16/1996 - 01/28/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
06/13/1995 - 01/03/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 7/6/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/25/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 6/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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