Unclaimed
Ocean Young is a securities professional with experience in the financial services industry. Ocean currently holds a registration with Fidelity Brokerage Services LLC. Ocean is registered in 53 states and the District of Columbia. Ocean has a Series 7TO, Series 63, and SIE license. Ocean has previous experience with Robinhood Financial, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/06/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
AZ
01/03/2022 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
09/23/2020 - 12/07/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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