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Ocean Young

Fidelity Brokerage Services LLC

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About Ocean Young

Ocean Young is a securities professional with experience in the financial services industry. Ocean currently holds a registration with Fidelity Brokerage Services LLC. Ocean is registered in 53 states and the District of Columbia. Ocean has a Series 7TO, Series 63, and SIE license. Ocean has previous experience with Robinhood Financial, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Ocean Young is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ocean Young’s Registration & Firm History

CO

12/06/2022 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

AZ

01/03/2022 - 08/09/2022

ROBINHOOD FINANCIAL, LLC (Tempe AZ)

AZ

09/23/2020 - 12/07/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

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Licenses & Designations

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ocean Young.
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