Unclaimed
Oanh Nguyen is a financial professional registered with Fidelity Brokerage Services LLC. Oanh Nguyen is licensed in 53 states. Oanh Nguyen's professional experience began in the securities industry on 2021-09-23. Oanh Nguyen is currently active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/24/2021 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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