Invested Better
Unclaimed

Unclaimed

Unclaimed

Oanh Nguyen

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Oanh? Claim Your Profile

About Oanh Nguyen

Oanh Nguyen is a financial professional registered with Fidelity Brokerage Services LLC. Oanh Nguyen is licensed in 53 states. Oanh Nguyen's professional experience began in the securities industry on 2021-09-23. Oanh Nguyen is currently active in the securities industry.

Firm Information

Oanh Nguyen is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Oanh Nguyen’s Registration & Firm History

CO

09/24/2021 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

Not sure if Oanh Nguyen is right for you?

Licenses & Designations

BC

Issued 10/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/23/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Oanh Nguyen.
Not sure if Oanh Nguyen is right for you?