Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you O'neil? Claim Your ProfileO'neil St. osbourne Lee is a registered representative with TP Icap Global Markets Americas LLC, a FINRA member firm. O'neil St. osbourne Lee has been in the securities industry since October 13, 2004 and is licensed to conduct business in New Jersey and New York. O'neil St. osbourne Lee has passed the Series 7 and Series 63 exams, and the Securities Industry Essentials (SIE) Exam. O'neil St. osbourne Lee's previous employers include Tullett Prebon Financial Services LLC and Prebon Financial Products Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/02/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
10/14/2004 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 05/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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