Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you O nam? Claim Your ProfileO nam Chim is a licensed financial professional with Roth Capital Partners, LLC. O nam holds multiple licenses including Series 86, Series 87, Series 63 and the SIE exam. O nam's current registration is active in California. O nam has been in the financial industry for 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
05/27/2024 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 07/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/13/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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