Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nyiia? Claim Your ProfileNyiia Ebonique Ricks is a financial advisor with over 20 years of experience in the industry. She currently works for Assetmark Brokerage, LLC, and is registered in Arizona. Nyiia holds Series 6, 7, and 63 licenses, and the SIE exam, which means she can provide investment advice on a wide range of products and services. Nyiia has held previous positions at Capital Brokerage Corporation, ING Funds Distributor, LLC, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/15/2014 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
VA
01/28/2011 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
10/12/2006 - 05/04/2009
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
PA
10/05/2000 - 04/12/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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