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Nydia Lopez garcia vega

Huntleigh Securities Corp.

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About Nydia Lopez garcia vega

Nydia Lopez garcia vega has been a financial advisor for over 30 years. Nydia is currently registered with Huntleigh Securities Corp. and holds a Series 7, Series 63 and Series 99TO licenses. Nydia previously worked at Fairbridge Capital Markets, Doral Securities, Inc., Bankers Trust Caribe Capital Markets, Inc., CS First Boston (Puerto Rico), Inc., CS First Boston Corporation, Dean Witter Puerto Rico Inc. and E. F. Hutton & Company Inc.. Nydia is licensed in Puerto Rico, New York and New Jersey.

Firm Information

Nydia Lopez garcia vega is currently registered with Huntleigh Securities Corp.. Huntleigh Securities Corp. is a Corporation formed on May 12, 1977. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. They have a history of 7 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nydia Lopez garcia vega’s Registration & Firm History

PR

08/01/2016 - Present

Huntleigh Securities Corp. (San Juan PR)

PR

06/02/2004 - 07/28/2016

FAIRBRIDGE CAPITAL MARKETS (GUAYNABO PR)

PR

09/09/1996 - 06/05/2003

DORAL SECURITIES, INC. (PUERTO NUEVO PR)

NA

03/08/1995 - 04/24/1996

BANKERS TRUST CARIBE CAPITAL MARKETS, INC.

PR

09/03/1986 - 02/21/1995

CS FIRST BOSTON (PUERTO RICO), INC. (SAN JUAN PR)

NY

07/18/1986 - 02/21/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NA

07/20/1984 - 04/10/1987

DEAN WITTER PUERTO RICO INC.

NA

11/22/1983 - 07/12/1984

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 03/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nydia Lopez garcia vega. Review regulatory record here.
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