Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nydia? Claim Your ProfileNydia Concepcion is an Investment Advisor Representative at Round Rock Advisors LLC. Nydia has been in the industry since 1990 and holds both Series 63 and Series 65 licenses. Nydia specializes in providing financial planning and portfolio management services for individuals and charitable organizations. Nydia has worked at both Deutsche Morgan Grenfell/C. J. Lawrence Inc. and Bennett Lawrence Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
11/03/2024 - Present
Round Rock Advisors LLC (WILTON CT)
NY
11/19/1990 - 01/18/1996
DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. (NEW YORK NY)
IA
Issued 09/13/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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