Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nycole? Claim Your ProfileNycole Loraine Sones is a registered investment advisor representative with Citigroup Global Markets Inc. Nycole has been in the securities industry since September 6, 2002. Nycole is registered with the state of Florida. Nycole previously worked with PNC INVESTMENTS, KOVACK SECURITIES INC., ROYAL ALLIANCE ASSOCIATES, INC., and WELLS FARGO ADVISORS, LLC. Nycole is a member of FINRA and has passed the Series 31, Series 63, Series 65, and Series 7 exams. Nycole has a total of 16 approved SRO registrations, 1 approved FINRA registrations, 42 approved state registrations, and 1 approved IA state registration. Nycole's current firm, Citigroup Global Markets Inc., manages more than $50 billion in assets and has a client count of 11754.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/30/2019 - Present
Citigroup Global Markets Inc. (Boca Raton FL)
FL
03/11/2016 - 11/06/2018
PNC INVESTMENTS (WEST PALM BEACH FL)
FL
05/21/2014 - 02/18/2016
KOVACK SECURITIES INC. (Coral Springs FL)
FL
01/26/2012 - 06/14/2012
ROYAL ALLIANCE ASSOCIATES, INC. (CORAL SPRINGS FL)
FL
10/01/2000 - 02/09/2010
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
NC
01/26/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
11/13/1998 - 01/12/2000
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
07/08/1998 - 09/14/1998
BARBER & BRONSON INCORPORATED (MIAMI FL)
IA
Issued 04/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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