Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nycole? Claim Your ProfileNycole Vannata is an active investment advisor representative with &partners. Nycole is registered with the state of New York and Texas. She has been in the industry since March 11, 2001, and has previously been registered with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Sloan Securities Corp. and Bear, Stearns & Co. Inc. Nycole has a total of 39 approved state registrations and 2 approved IA state registrations. Nycole has also passed the Series 63, Series 65 and Series 7 exams. Nycole's current firm, &partners, is based in Nashville, Tennessee and has a total of 3051 client accounts with $1.17 Billion in regulatory assets under management. &partners serves a variety of clients including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit sharing plans and charitable organizations. Nycole's firm offers a wide range of advisory services including portfolio management for individuals and businesses, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
09/06/2024 - Present
&partners (NASHVILLE TN)
NY
01/31/2017 - 09/11/2024
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
09/14/2010 - 01/06/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 09/30/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/11/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NJ
08/21/2003 - 04/25/2005
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
NY
12/20/2000 - 07/08/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 11/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nycole Vannata is the right advisor for you? Invested Better is here to help.
