Unclaimed
Nyarai Rebecca Moore is a financial advisor with Charles Schwab & Co., Inc. based in Charlotte, North Carolina. Nyarai has been in the financial industry since November 2013. Nyarai is a registered representative of Charles Schwab & Co., Inc. and is also registered as an investment advisor representative in Texas. Previously, Nyarai worked at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Clearing Services, LLC in Fort Worth, Texas. Nyarai holds the Series 6, 7, 9, 10, 63, and 65 licenses. Nyarai also provides financial planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
10/21/2022 - Present
Charles Schwab & CO., Inc. (Charlotte NC)
TX
10/19/2020 - 10/13/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FORT WORTH TX)
TX
11/18/2013 - 10/27/2020
WELLS FARGO CLEARING SERVICES, LLC (FORT WORTH TX)
IA
Issued 12/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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