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Nuzhat naz Khan

Santander Securities LLC

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About Nuzhat naz Khan

Nuzhat naz Khan is a registered investment advisor representative with Santander Securities LLC. Nuzhat naz has been in the industry since November 2015. Nuzhat naz Khan holds a Series 63, Series 6, and Series 7 license. Nuzhat naz Khan is also a licensed investment advisor representative in New Jersey. Nuzhat naz Khan is currently licensed to provide investment advice for individuals, businesses, and pooled investment vehicles. Nuzhat naz Khan is also a notary public.

Firm Information

Nuzhat naz Khan is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nuzhat naz Khan’s Registration & Firm History

NJ

10/18/2018 - Present

Santander Securities LLC (MANALAPAN NJ)

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Licenses & Designations

IA

Issued 10/17/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2018

Series 7 - General Securities Representative Examination

BC

Issued 11/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nuzhat naz Khan. Review regulatory record here.
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