Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nurulain? Claim Your ProfileNurulain Syed Ashrafi is a financial professional who has been in the industry since 2004. Nurulain is currently registered as a Registered Representative with Northwestern Mutual Investment Services, LLC in Chicago, IL. Nurulain has licenses to provide investment advice and securities transactions in multiple states. Nurulain has passed the Series 6, 7, 63, and 65 exams as well as the Securities Industry Essentials (SIE) Exam. Nurulain has experience in providing investment research, referrals to other advisors, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
01/08/2008 - Present
Northwestern Mutual Investment Services, LLC (CHICAGO IL)
IA
Issued 12/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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