Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nuria? Claim Your ProfileNuria Mesa is a financial advisor with UBS Financial Services Inc. Nuria has been in the financial services industry since 2003. Nuria has experience with a variety of financial firms including Morgan Stanley, Credit Suisse Securities (USA) LLC, and Citigroup Global Markets Inc. Nuria holds a Series 7, Series 66, and SIE license. Nuria is registered to provide investment advice in Florida, Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/15/2024 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
04/11/2016 - 04/18/2024
MORGAN STANLEY (Miami FL)
FL
09/07/2011 - 05/03/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
05/29/2007 - 09/26/2011
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/20/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
MN
08/22/2003 - 05/05/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/22/2003 - 05/05/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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