Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nunzio? Claim Your ProfileNunzio Solimene is a financial professional with over 16 years of experience in the industry. Nunzio is currently registered with Charles Schwab & CO., Inc. and is licensed in 53 states. Prior to joining Charles Schwab & CO., Inc., Nunzio was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Mizuho Securities USA Inc.. Nunzio holds several licenses including Series 3, 4, 7, 9, 10, 34, 63, and 66. Nunzio is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
03/01/2019 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
12/01/2016 - 10/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
04/25/2007 - 10/01/2010
MIZUHO SECURITIES USA INC. (CHICAGO IL)
NY
01/28/1997 - 01/26/1999
FUJI SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/27/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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