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Nuno David Fernandes cardoso

Aldwych Securities LLC

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About Nuno David Fernandes cardoso

Nuno David Fernandes Cardoso is a financial professional with over 7 years of experience in the financial services industry. Nuno has a strong background in investment banking, having held roles at Haitong International Securities (USA) Inc. and Haitong Securities USA LLC. Nuno is currently registered with Aldwych Securities LLC, a firm based in Stamford, Connecticut, where Nuno focuses on providing investment advice and guidance to clients. Nuno holds a variety of licenses, including Series 7, Series 24, Series 63, Series 79, and Series 99. Nuno is dedicated to helping clients achieve their financial goals.

Firm Information

Nuno Fernandes cardoso is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nuno Fernandes cardoso’s Registration & Firm History

CT

07/09/2023 - Present

Aldwych Securities LLC (STAMFORD CT)

NY

11/16/2018 - 05/04/2023

HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)

NY

09/28/2016 - 12/20/2022

HAITONG SECURITIES USA LLC (New York NY)

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Licenses & Designations

BC

Issued 07/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/05/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nuno David Fernandes cardoso.
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