Unclaimed
Nung chung Hu is a financial professional with Northwestern Mutual Investment Services, LLC. Nung chung Hu is registered with FINRA and holds Series 6, Series 63, and SIE licenses. Nung chung Hu has been in the financial industry for over 6 years. Nung chung Hu is also licensed in California, Florida, New Jersey, New York, and Pennsylvania. Nung chung Hu works with banking or thrift institutions. Nung chung Hu is compensated through fixed fees and referral fees. Nung chung Hu offers investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
09/19/2016 - Present
Northwestern Mutual Investment Services, LLC (New York NY)
BC
Issued 07/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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