Unclaimed
Nouachi Vang is a financial advisor at LPL Financial LLC. Nouachi has been in the financial services industry since 2006. Nouachi is registered with FINRA and the state of Minnesota. Nouachi has a Series 7, Series 6, Series 63 and Series 65 licenses, as well as the SIE designation. Nouachi is also a Certified Financial Planner. Nouachi has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Nouachi provides a variety of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
08/09/2024 - Present
LPL Financial LLC (MAPLE GROVE MN)
MN
03/08/2022 - 08/08/2024
KESTRA INVESTMENT SERVICES, LLC (Maple Grove MN)
NC
01/02/2020 - 03/07/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
11/16/2016 - 11/19/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
03/09/2006 - 10/31/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 11/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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