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Nory M Gonzalez

Equitable Distributors, LLC

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About Nory M Gonzalez

Firm Information

Nory Gonzalez is currently registered with Equitable Distributors, LLC. EQUITABLE DISTRIBUTORS, LLC is a Limited Liability Company that was formed in 2002. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, and Puerto Rico. The firm has one approved SEC registration.
Equitable Distributors, LLC

8501 IBM Drive

Charlotte, NC 28262

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nory Gonzalez’s Registration & Firm History

NC

04/15/2021 - Present

Equitable Distributors, LLC (Charlotte NC)

WA

09/01/2015 - 03/12/2021

SYMETRA SECURITIES, INC. (BELLEVUE WA)

NY

08/17/2012 - 08/06/2015

REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)

MN

10/18/2011 - 06/13/2012

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

VA

03/17/2011 - 09/13/2011

FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)

VA

04/30/2007 - 01/24/2011

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

MA

03/06/2006 - 04/16/2007

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CA

04/25/2005 - 03/07/2006

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

MA

07/08/2005 - 03/03/2006

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

12/04/2003 - 09/27/2004

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

NC

09/07/2000 - 09/05/2003

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NJ

05/16/2000 - 09/19/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

10/21/1999 - 06/02/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 5/15/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nory M Gonzalez.
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