Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nory? Claim Your ProfileNory Gonzalez has been in the financial services industry since February 24, 2001. Nory is currently registered with Equitable Distributors, LLC. Nory holds Series 7, Series 63, Series 65 and SIE licenses. Nory has been registered in 13 states including Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, Minnesota, New York, Ohio, Virginia, West Virginia and Wisconsin. Nory was previously registered with Symetra Securities, Inc., Realty Capital Securities, LLC, Allianz Life Financial Services, LLC, FBR Investment Services, Inc., Capital Brokerage Corporation, Sun Life Financial Distributors, Inc., Essex National Securities, Inc., John Hancock Distributors LLC, Manulife Financial Securities LLC, AXA Distributors, LLC, PaineWebber Incorporated and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/15/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
WA
09/01/2015 - 03/12/2021
SYMETRA SECURITIES, INC. (BELLEVUE WA)
NY
08/17/2012 - 08/06/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
MN
10/18/2011 - 06/13/2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
VA
03/17/2011 - 09/13/2011
FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)
VA
04/30/2007 - 01/24/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MA
03/06/2006 - 04/16/2007
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CA
04/25/2005 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
07/08/2005 - 03/03/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
12/04/2003 - 09/27/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NC
09/07/2000 - 09/05/2003
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
05/16/2000 - 09/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/21/1999 - 06/02/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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