Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norvin? Claim Your ProfileNorvin Torris Brown is an experienced financial professional with over 20 years of experience in the industry. Norvin has a strong background in providing financial advice and guidance to a variety of clients, including individuals, families, businesses, and charitable organizations. Norvin is currently registered with Principal Securities, Inc. and holds the Series 6, 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
TX
10/26/2023 - Present
Principal Securities, Inc. (ADDISON TX)
LA
11/21/2022 - 10/16/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Metairie LA)
TX
09/24/2021 - 03/07/2022
KESTRA INVESTMENT SERVICES, LLC (HOUSTON TX)
CO
03/23/2021 - 07/19/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
09/16/2020 - 12/17/2020
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
03/27/2000 - 09/09/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HOUSTON TX)
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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