Unclaimed
Norton Elliott Stern is an investment advisor representative with Hightower Advisors, LLC, based in Bloomfield Hills, MI. Norton has been in the financial services industry since 1969. He is a registered investment advisor representative in Michigan and a registered broker-dealer in Florida and Michigan. Norton has a wealth of experience working with individuals and families, charitable organizations, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
MI
05/01/2017 - Present
Hightower Advisors, LLC (Bloomfield Hills MI)
MI
03/10/1999 - 05/02/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMFIELD HILLS MI)
CA
03/05/1996 - 02/17/1999
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
TX
09/01/1994 - 02/27/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
10/16/1989 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NA
12/27/1985 - 10/31/1989
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
05/24/1985 - 01/13/1986
VALUE EQUITIES CORPORATION
NA
12/20/1984 - 05/24/1985
MARINER FINANCIAL SERVICES, INC.
NA
07/06/1983 - 01/07/1985
WZW FINANCIAL SERVICES, INC.
NA
11/29/1973 - 07/05/1983
CORNERSTONE FINANCIAL SERVICES, INC.
NA
06/19/1980 - 11/06/1981
KCF INSURANCE AGENCY, INC.
NA
01/14/1977 - 08/29/1977
PROVIDENT NATIONAL EQUITIES, INC.
NA
11/14/1974 - 01/14/1977
PROVIDENT NATIONAL EQUITIES, INC.
NA
09/11/1973 - 01/06/1974
AMERICAN GENERAL CAPITAL PLANNING, INC.
NA
10/25/1972 - 10/10/1973
MANEQUITY, INC.
NA
06/17/1969 - 11/18/1972
AMERICAN GENERAL CAPITAL PLANNING, INC.
IA
Issued 08/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1992
PC - AMEX Put and Call Exam
BC
Issued 06/12/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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