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Norton Elliott Stern

Hightower Advisors, LLC

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About Norton Elliott Stern

Norton Elliott Stern is an investment advisor representative with Hightower Advisors, LLC, based in Bloomfield Hills, MI. Norton has been in the financial services industry since 1969. He is a registered investment advisor representative in Michigan and a registered broker-dealer in Florida and Michigan. Norton has a wealth of experience working with individuals and families, charitable organizations, corporations, and businesses.

Firm Information

Norton Stern is currently registered with Hightower Advisors, LLC. Hightower Advisors, LLC is a financial advisor headquartered in CHICAGO, IL. They provide financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. The firm has approximately 130,239,337,374 USD in regulatory assets under management. Hightower Advisors, LLC serves high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, insurance companies, individuals other than high-net-worth, banking or thrift institutions, and state or municipal government entities.
Hightower Advisors, LLC

200 W. MADISON ST.

CHICAGO, IL 60606

$130.24B

Assets Under Management

100

Total Clients

889

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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treasury management for corporate clients

Treasury management for corporate clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Retainer or service fees or some combination of 1, 2, 4, 5 & 7

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Norton Stern’s Registration & Firm History

MI

05/01/2017 - Present

Hightower Advisors, LLC (Bloomfield Hills MI)

MI

03/10/1999 - 05/02/2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMFIELD HILLS MI)

CA

03/05/1996 - 02/17/1999

PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)

TX

09/01/1994 - 02/27/1996

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NA

10/16/1989 - 09/01/1994

HAMILTON INVESTMENTS, INC.

NA

12/27/1985 - 10/31/1989

KORN, WOMACK, STERN AND ASSOCIATES, INC.

NA

05/24/1985 - 01/13/1986

VALUE EQUITIES CORPORATION

NA

12/20/1984 - 05/24/1985

MARINER FINANCIAL SERVICES, INC.

NA

07/06/1983 - 01/07/1985

WZW FINANCIAL SERVICES, INC.

NA

11/29/1973 - 07/05/1983

CORNERSTONE FINANCIAL SERVICES, INC.

NA

06/19/1980 - 11/06/1981

KCF INSURANCE AGENCY, INC.

NA

01/14/1977 - 08/29/1977

PROVIDENT NATIONAL EQUITIES, INC.

NA

11/14/1974 - 01/14/1977

PROVIDENT NATIONAL EQUITIES, INC.

NA

09/11/1973 - 01/06/1974

AMERICAN GENERAL CAPITAL PLANNING, INC.

NA

10/25/1972 - 10/10/1973

MANEQUITY, INC.

NA

06/17/1969 - 11/18/1972

AMERICAN GENERAL CAPITAL PLANNING, INC.

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Licenses & Designations

IA

Issued 08/28/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/1985

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/1992

PC - AMEX Put and Call Exam

BC

Issued 06/12/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norton Elliott Stern.
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