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Norris Columbus Ming

THE O.n. Equity Sales Co.

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About Norris Columbus Ming

Norris Columbus Ming is a financial professional with over two decades of experience in the securities industry. Norris has a strong track record of success in the industry, having held previous roles at Securities Management & Research, Inc. before joining The O.n. Equity Sales Co. Norris holds the Series 6, Series 63 and SIE licenses. Norris is licensed in 29 states and is currently registered with FINRA and The O.n. Equity Sales Co.

Firm Information

Norris Ming is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Norris Ming’s Registration & Firm History

TN

05/19/2003 - Present

THE O.n. Equity Sales Co. (CLARKSVILLE TN)

IA

10/01/1999 - 03/12/2003

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

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Licenses & Designations

BC

Issued 08/31/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norris Columbus Ming.
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