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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norris? Claim Your ProfileNorris Brodsky is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Norris is a Certified Financial Planner and a Personal Financial Specialist. Norris has been in the financial services industry since 1997. Norris is registered to provide investment advice and securities services in a number of states, including Delaware, Maryland, and many others. Norris has experience working with clients such as individuals, corporations, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, state and municipal government entities, and banking and thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
01/05/2024 - Present
Wells Fargo Advisors Financial Network, LLC (TOWSON MD)
MD
10/04/2013 - 01/05/2024
WELLS FARGO CLEARING SERVICES, LLC (LUTHERVILLE MD)
MD
06/01/2009 - 10/15/2013
MORGAN STANLEY (BALTIMORE MD)
MD
11/07/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PIKESVILLE MD)
NY
07/09/1997 - 11/08/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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