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Normand F. Simas

Alliance-ONE Investments, LLC

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About Normand F. Simas

Normand F. Simas is a financial professional with over 10 years of experience in the industry. Normand is currently registered with Alliance-ONE Investments, LLC. Previously, Normand was registered with MetLife Investors Distribution Company, New England Securities, and MetLife Securities Inc. Normand holds the Series 6, Series 26, and SIE licenses.

Firm Information

Normand Simas is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Normand Simas’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

RI

12/03/2012 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)

RI

05/20/2014 - 12/10/2014

NEW ENGLAND SECURITIES (WEST WARWICK RI)

RI

05/23/2012 - 09/11/2013

METLIFE SECURITIES INC. (WEST WARWICK RI)

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Licenses & Designations

BC

Issued 12/09/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Normand F. Simas. Review regulatory record here.
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