Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Normand? Claim Your ProfileNormand Dube is a financial advisor based in Somerset, MA. He has been in the industry since May 25, 1980, and currently works with LPL Financial LLC. Normand specializes in providing financial planning, portfolio management for individuals and businesses, consulting services, and educational seminars. He is a Registered Representative and holds Series 1, 6, 63, and 22 licenses. Normand has previously worked with LINSCO Financial Group, INC., Keenan & Clarey, INC., Offerman & Co., INC., IDS Life Insurance Company, IDS Marketing Corporation and IDS/American Express INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/16/1989 - Present
LPL Financial LLC (SOMERSET MA)
NA
02/25/1987 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
05/04/1984 - 03/04/1987
KEENAN & CLAREY, INC.
NA
02/13/1987 - 03/02/1987
OFFERMAN & CO., INC.
NA
05/20/1980 - 04/27/1984
IDS LIFE INSURANCE COMPANY
NA
05/20/1980 - 04/27/1984
IDS MARKETING CORPORATION
NA
05/20/1980 - 04/27/1984
IDS/AMERICAN EXPRESS INC.
BC
Issued 05/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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