Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Yun is a registered representative with H.c.wainwright & Co., LLC. Norman has been in the industry since February 16, 2001. Norman is registered in New York and holds Series 3, 4, 7, 55, 57TO, 63, 99TO, and SIE licenses. Norman has previously been employed by Brookline Group, LLC, Summer Street Research Partners, Louis Capital Markets, LP, and Worldco, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/25/2014 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
NY
06/14/2013 - 02/21/2014
BROOKLINE GROUP, LLC (NEW YORK CITY NY)
NY
10/20/2010 - 06/13/2013
SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)
NY
01/30/2006 - 09/20/2010
LOUIS CAPITAL MARKETS, LP (NEW YORK NY)
NY
10/08/1998 - 10/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
BC
Issued 08/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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