Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Speight is a financial advisor at Stifel, Nicolaus & Company, Inc. Norman has been in the industry since 1986 and has a diverse background working with multiple firms including Lehman Brothers Inc. and Morgan Stanley Smith Barney. Norman's current registrations include Ohio and Texas and he has several active specializations. In addition to his work with Stifel, Nicolaus & Company, Inc., Norman is also a General Partner in Chalk Horse Farm LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/01/2021 - Present
Stifel, Nicolaus & Company, Inc. (DUBLIN OH)
OH
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (DUBLIN OH)
OH
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
NY
01/31/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 02/05/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
02/15/1989 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
05/26/1988 - 03/01/1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
01/21/1986 - 06/02/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 12/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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