Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Wesley Fincher is an active investment advisor representative registered with Morgan Stanley. Norman has been in the industry since 1998 and is currently registered with the states of Oregon and Texas. Norman previously worked for Morgan Stanley & Co. Incorporated, Strand, Atkinson, Williams & York, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Norman has a Series 7, Series 31, and Series 66 license and is a securities industry professional. Norman is a specialist in asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. Norman provides portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
06/01/2009 - Present
Morgan Stanley (Medford OR)
OR
12/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MEDFORD OR)
OR
12/17/2001 - 12/10/2008
STRAND, ATKINSON, WILLIAMS & YORK, INC. (MEDFORD OR)
NY
02/03/1998 - 11/27/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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