Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Todd Coates is a financial advisor with over 29 years of experience in the financial services industry. Norman has been registered with the state of Texas since 1994 and has held licenses with several other firms throughout their career. Currently, Norman is a registered representative of Osaic Wealth, Inc., a firm that provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. Norman has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/14/2024 - Present
Osaic Wealth, Inc. (TYLER TX)
TX
05/20/2021 - 06/14/2024
SECURITIES AMERICA, INC. (TYLER TX)
TX
11/29/2017 - 06/03/2021
LPL FINANCIAL LLC (TYLER TX)
TX
12/17/2013 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (WHITEHOUSE TX)
TX
05/31/2008 - 12/23/2013
CAPITAL ONE INVESTMENT SERVICES LLC (TYLER TX)
TX
12/17/2001 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (TYLER TX)
NY
09/25/1998 - 11/21/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
03/28/1994 - 10/06/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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