Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Friedman is a financial professional with over 25 years of experience in the industry. Norman is currently registered with Cetera Financial Specialists LLC and holds Series 6, Series 63 and SIE licenses. Norman is also registered in Florida, Maryland, and New York. Norman has a strong background in investment company products and variable contracts. Norman's previous experience includes a role at Hochman & Baker Securities, Inc. in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/30/2004 - Present
Cetera Financial Specialists LLC (MIAMI FL)
CT
10/09/1997 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 08/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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