Invested Better
Unclaimed

Unclaimed

Unclaimed

Norman Scott Ratliff

Raymond James Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Norman? Claim Your Profile

About Norman Scott Ratliff

Norman Scott Ratliff is a financial advisor at Raymond James Financial Services, Inc., in Midland, Texas. Norman has over 30 years of experience in the financial industry. Norman is a registered representative with FINRA and holds Series 7, Series 63, and SIE licenses. Norman has been registered with the state of Texas since 2/20/2004 and the state of Kansas since 1/4/2016. Prior to joining Raymond James Financial Services, Inc., Norman worked for Edward Jones in St. Louis, Missouri from 5/25/1993 to 11/10/2003.

Firm Information

Norman Ratliff is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Norman Ratliff’s Registration & Firm History

TX

02/20/2004 - Present

Raymond James Financial Services, Inc. (MIDLAND TX)

MO

05/25/1993 - 11/10/2003

EDWARD JONES (ST. LOUIS MO)

Not sure if Norman Scott Ratliff is right for you?

Licenses & Designations

BC

Issued 06/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Norman Scott Ratliff.
Not sure if Norman Scott Ratliff is right for you?