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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Gunn is an investment advisor representative with Independent Advisor Alliance, LLC in Dallas, TX. Norman has been in the industry for over 25 years and holds the Series 7, 24, 31, 52TO, 53, 63, and 65 licenses. He is also a Certified Financial Planner. Norman provides financial planning, pension consulting, educational seminars, and portfolio management services. His prior experience includes positions with Investment Security Corporation, Girard Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Harris Investor Services LLC, Harris Investorline Inc., and Mercer Allied Company, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/22/2023 - Present
Independent Advisor Alliance, LLC (Dallas TX)
TX
11/29/2012 - 01/03/2023
INVESTMENT SECURITY CORPORATION (DALLAS TX)
TX
03/27/2009 - 12/06/2012
GIRARD SECURITIES, INC. (DALLAS TX)
IL
03/23/2006 - 02/27/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
06/29/2004 - 03/31/2006
MML INVESTORS SERVICES, INC. (CHICAGO IL)
MA
05/21/2004 - 06/24/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/21/2004 - 06/24/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
05/01/2002 - 10/25/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
08/13/2001 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
NY
02/06/1996 - 11/24/1999
MERCER ALLIED COMPANY, L.P. (COHOES NY)
IA
Issued 08/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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