Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Robert Lemus is a financial advisor at Ameriprise Financial Services, LLC in Scottsdale, Arizona. Norman has over 14 years of experience in the financial services industry. Norman is registered with FINRA and the state of Arizona, as well as several other states. Norman has earned the Series 66, Series 7 and SIE licenses, as well as several other designations. Norman specializes in providing financial advice to individuals, families, businesses, and institutions. Norman's areas of expertise include financial planning, investment management, and retirement planning. In addition to Norman's work with Ameriprise Financial Services, LLC, Norman is also involved in community activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/16/2022 - Present
Ameriprise Financial Services, LLC (SCOTTSDALE AZ)
AZ
02/24/2011 - 04/25/2022
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
AZ
09/30/2009 - 02/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
05/28/2008 - 10/06/2009
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
BOTH
Issued 06/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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