Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Norman? Claim Your ProfileNorman Lazarus is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Norman has been in the industry since 1992. Norman is registered with the state of Missouri as a broker-dealer and with the state of Illinois as an investment advisor. Norman has a diverse range of experience, having worked for several firms over the years. Previous employers include Horace Mann Investors, Inc. and Waddell & Reed. Norman is licensed to provide investment advice to individuals, businesses, charitable organizations, pension and profit sharing plans, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
12/11/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
IL
04/03/2017 - 12/26/2017
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
KS
03/11/2011 - 03/10/2017
WADDELL & REED (OVERLAND PARK KS)
PA
05/05/2006 - 12/16/2009
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CA
09/27/2005 - 04/26/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MO
06/05/1996 - 04/26/2006
WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)
NY
10/14/2002 - 04/20/2006
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
TX
09/26/1989 - 06/05/1996
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 04/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 03/09/1990
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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