Unclaimed
Norman Reginald Prouty is an Investment Advisor Representative currently registered with Salt Marsh Investments, LLC in Connecticut. Norman has been in the industry since 1981, and previously worked at LAZARD FRERES & CO. LLC. Norman holds the Series 65, Series 63, Series 24 and Series 7 licenses. Norman specializes in portfolio management for pooled investment vehicles. Norman is currently offering his services to clients in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CT
02/06/2024 - Present
Salt Marsh Investments, LLC (GREENWICH CT)
NY
01/07/1981 - 12/31/1995
LAZARD FRERES & CO. LLC (NEW YORK NY)
IA
Issued 11/27/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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